Interviewing a Financial Advisor
You have worked hard to reach this station in your financial life. You and your family deserve financial advice that is prudent, affordable and explained in terms that you can understand. The Price Group has attempted to better equip you by providing the right questions to ask when interviewing a financial advisor. Read More
- Tell me about your wealth management practice.
- People
- Process
- Specialist vs. Generalist
- Help me understand The Price Group. What are the differences between financial advisors?
- Credentials/Certifications
- Ethics/Values
- Experience
- Knowledge
- Philosophy
- Services offered
- Individuals vs. Team
- Does it matter if my financial advisor works for a brokerage firm owned by a big bank? Can they provide un-biased fiduciary centric advice?
- What is a Registered Investment Advisor (RIA)?
- What does your typical client look like?
- How many clients do you have?
- What type of communication should I expect from my financial advisor?
- Are you a solo practitioner or do you work as a team?
- How are you compensated for managing my retirement portfolio? What services does this include?
- Tell me about your investment process.
- Do you incorporate individual bonds into my portfolio?
- Does your team have a written succession plan?
- How will you determine my risk tolerance?
Want to hear The Price Group’s answers? Give us a call.